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Compliance

Optimizing and managing an agile portfolio strategy should be top of mind for hedge fund managers. Ensuring that your company’s IT infrastructure keeps you in compliance with the various regulations that hedge funds face is…

Scot Guido, Managing Partner, Financial Services
September 25, 2023 2 Min Read

Ensuring that your business is safeguarded from cyber attacks and maintaining regulatory compliance is an ongoing process for business leade...

Dave Sampson, VP of Cyber Risk and Strategy, Thrive
September 11, 2023 2 Min Read

Cybercriminals have upped their game as security teams look to meet new challenges. Oftentimes, these teams are led by a Chief Information S...

Dave Sampson, VP Cyber Risk and Strategy
June 21, 2023 2 Min Read
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While government agencies made strides during the pandemic, its leaders and elected officials are still struggling to keep up the pace of digital innovation. Changing political demands, digital disruptions and the increased threat of cybersecurity breaches…

Thrive
March 22, 2023 2 Min Read

Recently, there was a security incident that forced Rackspace to shut down its hosted Exchange environment for an extended period of time. The mitigating solution was to give customers free access to Microsoft 365 for…

JP Philipsen, EVP, Cloud Strategy, Thrive
February 10, 2023 2 Min Read

Cybersecurity Rule 206(4)-9 for investment advisers and private funds is expected to be finalized April 2023 according to the SEC’s 2023 regulatory agenda. Proposed in February 2022, the rule is designed to promote a more…

Jim Nekos, Managing Partner, Financial Services Practice
January 24, 2023 < 1 Min Read

Cybersecurity breaches and data privacy/transparency issues are on the rise. Notably, adapting to COVID-19 forced many companies to bypass c...

Thrive
August 30, 2022 < 1 Min Read

Recently, Connecticut has become the third state to incentivize best practices in cybersecurity for businesses with HB 6607, “An Act Incen...

Dave Sampson, VP of Consulting
March 23, 2022 3 Min Read

Most CEOs and CFOs in the financial industry will tell you that cybersecurity isn’t cheap. And it’s true — a recent study by Deloitte...

Thrive
February 12, 2022 4 Min Read

By Ian Bowell, Head of Information Security – EMEA Cybersecurity is now in the direct line of sight for executive management and boards in the alternative asset industry.  C-level executives have the power to act and…

Thrive
September 28, 2021 3 Min Read

By Ian Bowell, Head of Information Security – EMEA Information security attacks continue to impact organizations around the world and there is no sign that the frequency, variety or scope of breach events will decrease…

Thrive
April 28, 2021 3 Min Read