Just a year ago, the U.S. Security and Exchange Commission (SEC) adopted rules requiring registrants to provide annual enhanced and standardized disclosures regarding “cybersecurity risk management, strategy, governance, and incidents.” This ruling aims to bring…
Thrive is continuously monitoring changes in the regulatory environment to ensure we are prepared to help our clients achieve and maintain compliance. The U.S. Securities and Exchange Commission (SEC) adopted updates to Regulation S-P (Reg…
The financial sector is bracing for a significant shift with the U.S. Securities and Exchange Commission (SEC) “Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure” rule taking effect on December 18, 2023. As the deadline…
In this week’s episode of #FinTechFriday, Marc Capobianco talks about the SEC’s 2021 Exam Priorities that were released. Listen in as Marc breaks down the 6 main areas that the SEC identified. ▶️